AVS 65th International Symposium & Exhibition
    Spectroscopic Ellipsometry Focus Topic Monday Sessions
       Session EL+EM-MoA

Paper EL+EM-MoA5
Phonon Confinement and Excitonic Absorption in the Optical Properties of ZnO Films

Monday, October 22, 2018, 2:40 pm, Room 202A

Session: Spectroscopic Ellipsometry: Novel Applications and Theoretical Approaches
Presenter: Nuwanjula Samarasingha, New Mexico State University
Authors: N. Samarasingha, New Mexico State University
S. Zollner, New Mexico State University
D. Pal, Indian Institute of Technology Indore, India
A. Mathur, Indian Institute of Technology Indore, India
A. Singh, Indian Institute of Technology Indore, India
R. Singh, Indian Institute of Technology Indore, India
S. Chattopadhyay, Indian Institute of Technology Indore, India
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Wide band gap materials like ZnO, which have drawn much attention for optoelectronic devices, have a large excitonic binding energy of 60 meV at room temperature. These excitons directly influence the dielectric function (ε) of ZnO. Hence investigation of excitonic absorption on the optical properties is very important. Wurtzite type ZnO shows three excitonic peaks in the ordinary dielectric function which are directly related to the electronic band structure. Due to the spin orbit and crystal field splitting the top valence band of ZnO is split into three sub bands . The corresponding free exciton transitions between these three valence bands and the lowest conduction band are denoted by A, C, and B. We also observe an exciton-phonon complex.

We explore the behavior of phonons and excitons in c-oriented ZnO thin films grown on Si (smaller band gap than ZnO) and SiO2 (larger band gap than ZnO) using variable angle UV spectroscopic ellipsometry and FTIR ellipsometry. In order to characterize the structural properties of our ZnO films we performed X-ray diffraction (XRD), X-ray reflectivity (XRR), and atomic force microscopy (AFM) measurements.

According to the UV ellipsometry data the real and imaginary parts of ε in thin ZnO films on Si are much smaller than in bulk ZnO. We find that the excitonic enhancement decreases monotonically with decreasing film thickness. A similar behavior can be seen for ZnO films on SiO2 as a function of thickness. The impact of this excitonic absorption on the ε was described by Tanguy [1]. We will fit our ellipsometric spectra by describing the dielectric function of ZnO using the Tanguy model. We will investigate the dependence of the excitonic Tanguy parameters on film thickness and substrate material.

Wurtzite type ZnO has 12 phonon branches, 9 optical and 3 acoustic modes. Among these 9 optical modes, only 1A1 and 1E1 polar phonon modes are IR active. According to the IR ellipsometry data these IR active phonon mode frequencies of ZnO films are consistent with bulk ZnO. We find a small redshift and increasing broadening with decreasing ZnO film thickness on a Si substrate. We will analyze the thickness dependence of the phonon oscillator strength of ZnO films on Si and SiO2 substrates­.

Reference:

[1] C. Tanguy, Phys. Rev. Lett. 75, 4090 (1995).

Supported by NSF (DMR - 1505172).