AVS 64th International Symposium & Exhibition
    Spectroscopic Ellipsometry Focus Topic Monday Sessions
       Session EL+AS+EM+TF-MoM

Paper EL+AS+EM+TF-MoM11
Excitonic Effects on the Optical Properties of Thin ZnO Films on Different Substrates

Monday, October 30, 2017, 11:40 am, Room 9

Session: Application of SE for the Characterization of Thin Films and Nanostructures
Presenter: Nuwanjula Samarasingha, New Mexico State University
Authors: N. Samarasingha, New Mexico State University
Z. Yoder, New Mexico State University
S. Zollner, New Mexico State University
D. Pal, Indian Institute of Technology Indore, India
A. Mathur, Indian Institute of Technology Indore, India
A. Singh, Indian Institute of Technology Indore, India
R. Singh, Indian Institute of Technology Indore, India
S. Chattopadhyay, Indian Institute of Technology Indore, India
Correspondent: Click to Email

The presence of excitonic features in the optical constants of bulk semiconductors and insulators has been known for many years. In Si, Ge, and GaAs, the E1 critical points are strongly enhanced by two-dimensional excitons. Three-dimensional excitons have been seen in ellipsometry spectra for GaP and Ge. In addition to these semiconductors, wide band gap materials like ZnO exhibit strong excitonic features in the dielectric function (ε) which is directly related to the electronic band structure. The top valence band at the Γ point in the Brillouin zone is split into three bands by spin orbit and crystal field splitting. The corresponding free exciton transitions between the lowest conduction band and these three valence bands are denoted by A, C (Γ7 symmetry) and B (Γ9 symmetry). The transition from the B subband is forbidden for light polarized parallel to the optical axis (extraordinary dielectric function). ZnO is attractive for optoelectronic device applications due to its large excitonic binding energy of 60 meV at room temperature.The influence of this excitonic absorption on ε was described by Tanguy [1].

Here we investigate the behavior of excitons in c-oriented ZnO thin films grown on Si (smaller band gap than ZnO) and SiO2 (larger band gap than ZnO) substrates using variable angle spectroscopic ellipsometry and FTIR ellipsometry. We also performed X-ray diffraction (XRD), X-ray reflectivity (XRR), and atomic force microscopy (AFM) to characterize the structural properties of our ZnO films.

In a thin epitaxial layer on a substrate with a different band gap, the wave functions of the electron and hole are strongly modified. In ZnO (band gap 3.37 eV) grown on a large-gap SiO2 substrate (type-I quantum well), both the electron and the hole are confined, which leads to an increase in the dipole overlap matrix element. Therefore, the real and imaginary part of ε of thin ZnO layers on SiO2 are much larger than in the bulk and increase monotonically with decreasing thickness.

On the other hand, in a staggered type-II quantum well (ZnO on Si), either the electron is confined, or the hole, but not both. Therefore, the overlap dipole matrix element is strongly reduced. Therefore, ε of thin ZnO layers on Si is much smaller than in the bulk and decreases monotonically with decreasing thickness. We will fit our ellipsometric spectra by describing the dielectric function of ZnO using the Tanguy model [1]. We will analyze the dependence of the excitonic Tanguy parameters on quantum well thickness and substrate material.

Reference:

[1] C. Tanguy, Phys. Rev. Lett. 75, 4090 (1995).