AVS 55th International Symposium & Exhibition
    Plasma Science and Technology Wednesday Sessions
       Session PS1-WeA

Paper PS1-WeA12
Role of Ion Bombardment Energy in Surface Roughening during Plasma Etching of Polymers and Silicon

Wednesday, October 22, 2008, 5:20 pm, Room 304

Session: Fundamentals of Plasma-Surface Interactions II
Presenter: Y.H. Ting, University of Wisconsin-Madison
Authors: Y.H. Ting, University of Wisconsin-Madison
C.C. Liu, University of Wisconsin-Madison
X. Liu, University of Wisconsin-Madison
H.Q. Jiang, University of Wisconsin-Madison
F.J. Himpsel, University of Wisconsin-Madison
P.F. Nealey, University of Wisconsin-Madison
A.E. Wendt, University of Wisconsin-Madison
Correspondent: Click to Email

Surface roughness in plasma etching is a critical issue for fabrication of nanoscale features. Surface roughness can degrade the electrical and optical performance of nano-devices, and can be a benefit in other applications such as study of biomimetic cellular response to surface topography, surface-enhanced Raman spectroscopy and fabrication of super-hydrophobic surfaces. The theme of this study is the role of ion energy in roughness of polymer surfaces etched in oxygen and fluorine-based plasmas, while prior studies of roughness have included the role of ion to neutral flux ratio at the surface, passivation, pressure, gas mixture, etc. Polystyrene (PS) and polymethyl-methacrylate (PMMA) are of particular interest here for block copolymer lithography of nano-scale features using PS-b-PMMA diblock copolymers, and etching of these materials is contrasted with silicon plasma etching. An rf bias on the substrate electrode, with voltage waveform tailored to provide a narrow ion energy distribution (IED), is employed to enable precise energy selection of bombarding ions. The dependence of surface roughness on bombarding ion energy has been observed using AFM for PS and PMMA during oxygen and fluorocarbon-based plasma etching using the tailored waveform. Based on NEXAFS and XPS measurements of the chemical composition of etched surfaces, we conclude that in oxygen plasma etching, localized oxidation of the PS produces a micromask that enhances roughness, and that roughness is then amplified by shadowing of neutral etchants by the topographical features. As ion bombardment energy increases above the etch onset energy in both oxygen- and fluorocarbon-based plasmas, the thickness of the steady state passivation film, measured with XPS, has been shown to decrease, and surface roughness diminishes. At higher ion energies, the dependence of surface roughness on ion energy differs qualitatively between different materials and gas mixtures. For example, the surface roughness of PMMA increases with increasing ion energy in an oxygen plasma while silicon roughness decreases with increasing ion energy in SF6 plasmas. Published models of etching and roughening mechanisms will be evaluated by comparison with our measurements of roughness as a function of bombarding ion energy, as well as with other published results. Support from the UW NSF MRSEC for Nanostructured Materials is gratefully acknowledged.