AVS 55th International Symposium & Exhibition
    Surface Science Friday Sessions
       Session SS+EM+NC-FrM

Paper SS+EM+NC-FrM8
Pit Nucleation in the Presence of (nx3) and β2(2x4) Surface Reconstructions on In.81Ga.19As/InP Films

Friday, October 24, 2008, 10:40 am, Room 208

Session: Semiconductor Surfaces
Presenter: L.E. Sears, University of Michigan - Ann Arbor
Authors: L.E. Sears, University of Michigan - Ann Arbor
A. Riposan, University of Michigan - Ann Arbor
J.M. Millunchick, University of Michigan - Ann Arbor
Correspondent: Click to Email

The growth of heteroepitaxial films with high misfit strains on the crystallographic surface such as InGaAs/GaAs usually occurs in the Stranski-Krastanov mode, whereby coherent islands form on a planar wetting layer as a way to relieve strain due to a lattice mismatch. Theory has shown that both islands and pits can relieve strain on high misfit, low temperature films,1 but experimentally only islands are typically observed as the initial mechanism of strain relief. We have discovered a growth regime in which pits relieve strain rather than islands due to a decrease in surface energy with increasing indium content. Models have predicted that altering the growth conditions, such as growth rate and temperature, or materials properties, such as surface energy or lattice mismatch, can lead to the nucleation of pits initially on the surface instead of islands,1,2 but little experimental data exists to support those claims. We examine the growth of In0.27Ga0.73As/GaAs(001) and In0.81Ga0.19As/InP(001), which both have the same lattice mismatch strain, and show that In composition is important in determining the type of 3D features that nucleate on the surface. As the critical thickness is exceeded, low indium composition films have a tendency to form 3D islands as the primary strain relief mechanism. On the other hand, pits are the preferred strain relief mechanism in high In composition films grown with the same growth conditions and lattice mismatch. Increasing the indium content results in a more metallic surface that has a lower surface energy (γ) and models have predicted that at sufficiently low γ pit nucleation is favored over islands as the initial strain relief mechanism.2 Models have suggested that the presence of β2(2x4) reconstructions may also act as strain relief mechanism in In0.81Ga0.19As/InP(001) films.3 Analysis of the atomic surface structure of these films using scanning tunneling microscopy show that the reconstructions are also affected by the presence of pits, lending more evidence to surface reconstructions as a mechanism for strain relief.

1 Lung MT, Lam CH, and Sander LM, Phys. Rev. Lett. 95 (086102) AUG 18 2005
2 Bouville M, Millunchick JM, Falk ML, Phys. Rev. B 70 (235312) DEC 10 2004
3 Riposan A, C. Pearson, and JM Millunchick, J. Vac. Sci. Technol. A 24 (2041) OCT 10 2006.