AVS 55th International Symposium & Exhibition
    Surface Science Friday Sessions
       Session SS+EM+NC-FrM

Paper SS+EM+NC-FrM6
First Principles Investigation of Dimer Ordering on III-V Semiconductor Surfaces

Friday, October 24, 2008, 10:00 am, Room 208

Session: Semiconductor Surfaces
Presenter: J.C. Thomas, University of Michigan
Authors: J.C. Thomas, University of Michigan
J.E. Bickel, University of Michigan
J.M. Millunchick, University of Michigan
A. Van der Ven, University of Michigan
Correspondent: Click to Email

Surface disorder can contribute significantly to optoelectronic, thermodynamic, kinetic and interfacial properties of epitaxial thin films, especially at the nano-scale. Surface reconstructions, which decrease surface free energy relative to bulk configurations via a reduction in unfavorable bonding and increase in configurational entropy, play a vital role in the determination of these properties. In this work, the effect of finite temperature on the free energy of surface reconstructions is investigated in order to determine the role of entropy in surface dimer concentration and ordering. As a model system, we consider the α2(2x4) and β2(2x4) reconstructions on the (001) surface of homoepitaxial InAs, as these reconstructions are not only well studied, but are also stable within a continuous interval of chemical potential. A first principles model Hamiltonian is developed within the cluster expansion formalism and applied to equilibrium Monte Carlo simulations to obtain accurate thermodynamic quantities, as well as configurational trends. For example, fitting to energies for seven different dimer configurations of these 2x4 reconstructions, calculated via density functional theory show that there is an energetic preference for third nearest neighbor pairing (along the diagonal), giving rise to a "zig-zag" ordering of dimers, referred to as the z(4x4). Evidence of this structure has been previously reported. Monte Carlo simulations show the α2(2x4) to be stable within an intermediate range of chemical potentials, giving way to the β2(2x4) at higher chemical potential. The transition between configurations shows a step-like behavior at low temperatures, smoothing out at higher temperatures. The fraction of the α2(2x4) that posseses the z(4x4) ordering was determined from averaged correlations. The coverage is about 60% at room temperature, and decreases to approximately 50% at typical growth temperatures, in reasonable agreement with published results. We show that size mismatch strain in ternary III-V alloys drives In surface segregation in GaAs and locks in a zig-zag ordering of As surface dimers.