AVS 62nd International Symposium & Exhibition
    Thin Film Thursday Sessions
       Session TF+PS-ThA

Paper TF+PS-ThA9
Use of Aluminum Oxide as a Permeation Barrier for Producing Thin Films on Aluminum Substrates

Thursday, October 22, 2015, 5:00 pm, Room 114

Session: Thin Film Permeation Barriers and Membranes
Presenter: James Provo, Consultant, J. L. Provo Consulting
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Aluminum has desirable thermal properties (i.e. conductivity, diffusivity and specific heat), electrical and optical properties of resistivity and reflectivity, and the characteristic of being non-magnetic and having a low atomic weight (26.98 g-atoms), but because of its low melting point (660°C) and ability as a reactive metal to alloy with most metals, it has been ignored as a substrate for use in processing thin films. The author, proposed a simple solution to this problem, by putting a permeation barrier of (Al2O3) onto the surface of Al substrates, by using a standard oxidation process of the surface (i.e., anodization), before additional film deposition of reactive metals at temperatures up to 500°C for 1 hour, without the formation of alloys or inter-metallic compounds that would affect the properties of the Al substrates. The chromic acid anodization used (MIL-A-8625) produced a film barrier of ~ 10k Å of alumina. The fact that refractory Al2O3 can inhibit the reaction of metals with Al at temperatures below 500°C suggests that Al is a satisfactory substrate if properly oxidized prior to film deposition. To prove this concept, thin film samples of Cr, Mo, Er, Sc, Ti, and Zr were prepared on anodized Al substrates and studied by Auger/ argon sputter surface analysis to determine any film substrate interactions. In addition, a thin film of (ErD2) on an anodized aluminum substrate was studied with and without the alumina permeation barrier. Films for study were prepared on 1.27 cm O.D. high purity Al substrates with ~ 5k Å of the metals studied after anodization. Substrates were weighed, cleaned, and vacuum fired at 500°C prior to use. The aluminum substrates were deposited with the metals studied, using standard electron beam evaporation techniques, and after film deposition the erbium film was hydride with D2 gas using a standard air-exposure hydriding technique. All processing was conducted in an all metal ion pumped high vacuum system. Results showed that e-beam deposition of all films studied onto Al substrates could be successfully performed, if a permeation barrier of Al2O3 from (5-10)k Å was made prior to thin film deposition up to temperatures of 500°C for 1 hour. Dihydrides, can also be successfully produced with full gas/metal atomic ratios of ~ 2.0 as evidenced by the (ErD2) thin films produced. Thus the use of a simple permeation barrier of Al2O3 on Al substrates prior to additional metal film deposition, was proven to be a successful method of producing both thin metal and hydride films of various types for many applications without the formation of alloys or inter-metallic compounds that would affect substrate properties.