AVS 60th International Symposium and Exhibition
    Surface Science Monday Sessions
       Session SS+AS+NS-MoM

Paper SS+AS+NS-MoM6
Size-effects in Photoemission and Optical Second Harmonic Generation Spectroscopy of Ge Nano-dots on Si(111)

Monday, October 28, 2013, 10:00 am, Room 201 A

Session: Nanostructures: Growth & Characterization
Presenter: K. Pedersen, Aalborg University, Denmark
Authors: K. Pedersen, Aalborg University, Denmark
J. Rafaelsen, Aalborg University, Denmark
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Silicon and germanium nano-dots self-organized on silicon surfaces are interesting from the point of view of silicon-based optoelectronic devices. In the size range from a few nm to a few tens of nanometers such structures show size-dependent electronic and optical properties [1].

Ge nano-dots have been grown on Si(111) covered by a thin oxide layer (~0.8 nm) using a wedge shaped deposition profile, resulting in varying nano-dot size along the sample profile. The prescense of the thin oxide triggers growth of nano-dots rather than flat Ge domains.

Samples were investigated by optical second harmonic generation (SHG) and photoemission spectroscopy (PES). Characterization of the growth of nano-dots with core level PES showed the decaying Si2p signal from the substrate and the increasing Ge3d signal from the growing amount of deposited Ge along the sample. The core level spectra confirm the growth mode discussed in the literature where it is suggested that contact is created between the Ge nano-dots and the Si substrate through the tin oxide [1]. Scanning electron microscopy on focused ion beam cut cross sections of the sample show that the nano-dots are largely spherical. Valence band PES shows that the position of the valence band maximum depends on nano-dot size in agreement with previous results in the literature [1].

Investigations of this system with SHG show that this technique provides a coherent surface sensitive optical probe of Ge nano-crystals on a Si surface. The signal from the nano-crystals is clearly separated from that of the substrate. It is found that the Si substrate resonance grows with Ge deposition, probably due to charges causing field induced SHG. The resonance in the Ge SHG signal can be ascribed to interband transitions at the L-point of the Ge band structure, usually referred to as the E1 critical point. With increasing particle size the Ge SHG resonance shifts towards lower energy and approaches the position expected for a plane surface. It should thus be noted that while size effects in valence band PES originate from states close to the Fermi level at the Γ- point the initial states for the SHG resonance are ~1.8 eV further down in energy at the L- point.

[1] A. A. Shklyaev and M. Ichikawa, Surface Science 514, 19 (2002).